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Oscar Guillermo Ocampo

Cetera Investment Services LLC

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About Oscar Guillermo Ocampo

Oscar Guillermo Ocampo is a financial advisor with Cetera Investment Services LLC. Oscar has been in the financial services industry since 2009 and holds Series 6, SIE and Series 63 licenses. Oscar is registered in California, Florida, New Jersey, New York, North Carolina, Pennsylvania, and Puerto Rico. Prior to joining Cetera Investment Services LLC, Oscar worked at Foresters Financial Services, Inc.

Firm Information

Oscar Ocampo is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oscar Ocampo’s Registration & Firm History

NJ

06/20/2019 - Present

Cetera Investment Services LLC (ISELIN NJ)

NJ

08/18/2009 - 06/24/2019

FORESTERS FINANCIAL SERVICES, INC. (ISELIN NJ)

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Licenses & Designations

BC

Issued 06/28/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Oscar Guillermo Ocampo. Review regulatory record here.
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