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Oscar Facundo

Nylife Securities LLC

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About Oscar Facundo

Oscar Facundo is a financial advisor with Nylife Securities LLC. Oscar is registered to provide securities and investment advice in Texas. Oscar has been in the industry for about 1 year, and holds the Series 63, Series 6TO and SIE licenses.

Firm Information

Oscar Facundo is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oscar Facundo’s Registration & Firm History

TX

01/31/2022 - Present

Nylife Securities LLC (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 09/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/22/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Oscar Facundo. Review regulatory record here.
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