Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Munoz is a registered representative with TD Securities (usa) LLC, and has been working in the securities industry since September 29, 2012. Oscar has worked in the securities industry for over 10 years, previously working at BNP Paribas Securities Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Oscar is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in all 50 states, as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/07/2019 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
03/18/2013 - 08/17/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/13/2009 - 06/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/17/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/22/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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