Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Daniel Gomez is a financial professional with over 4 years of experience in the securities industry. Oscar is currently registered with Charles Schwab & CO., Inc. and has held previous roles with TD Ameritrade, Inc. and J.P. Morgan Securities LLC. Oscar holds the Series 63, 7TO, and SIE licenses and is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
09/01/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CA
05/27/2021 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
10/27/2020 - 05/18/2021
J.P. MORGAN SECURITIES LLC (DEL MAR CA)
CA
01/07/2019 - 10/06/2020
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 01/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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