Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Cortes is a financial advisor at LPL Financial LLC in Tempe, Arizona. Oscar has been in the financial services industry for over 23 years. Oscar's experience includes previous roles at BANCWEST INVESTMENT SERVICES, INC., Charles Schwab & Co., Inc. and Merrill Lynch. Oscar holds the Series 63, 66 and 7 licenses. Oscar Cortes is registered to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
07/19/2023 - Present
LPL Financial LLC (TEMPE AZ)
AZ
11/26/2019 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
AZ
09/11/2017 - 11/29/2019
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
06/17/2013 - 08/17/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
02/07/2000 - 05/17/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 04/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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