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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Castillo is a financial advisor with Morgan Stanley, with over 20 years of experience in the industry. Oscar holds licenses in 53 states and is registered with FINRA as well as with the SEC. In addition to his Series 6, 7, and 66 licenses, Oscar has also passed the Series 63 exam. Oscar’s previous experience includes roles at UBS Financial Services Inc. and Fortis Investors, Inc. Oscar Castillo is a highly experienced and well-qualified advisor who can provide financial guidance to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/24/2014 - Present
Morgan Stanley (San Francisco CA)
CA
07/03/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
08/17/2001 - 07/19/2007
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NA
06/20/1994 - 07/12/1994
FORTIS INVESTORS, INC.
BOTH
Issued 09/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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