Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Braulio Lopez garcia is a financial advisor at Vanguard Marketing Corp. Oscar holds the Series 7, 6, and 63 licenses and has been in the financial industry since 2012. Oscar has been with Vanguard Marketing Corp. since February 2020. Prior to joining Vanguard Marketing Corp., Oscar was employed by J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP.. Oscar's registration is currently active in 53 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
02/10/2020 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
10/01/2012 - 12/13/2012
J.P. MORGAN SECURITIES LLC (PHOENIX AZ)
AZ
07/12/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
BC
Issued 02/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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