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Oscar Anthony Anzaldo

Nylife Securities LLC

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About Oscar Anthony Anzaldo

Oscar Anthony Anzaldo is a financial professional registered with Nylife Securities LLC and has been in the industry since January 20, 1986. Oscar is licensed in California and holds the Series 6 and SIE licenses. Oscar has been employed with Nylife Securities LLC since January 21, 1986.

Firm Information

Oscar Anzaldo is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oscar Anzaldo’s Registration & Firm History

CA

01/21/1986 - Present

Nylife Securities LLC (TRACY CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Oscar Anthony Anzaldo. Review regulatory record here.
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