Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Alvarez is a financial advisor at U.S. Bancorp Investments, Inc. Oscar has been in the industry since May 12, 1999, and has extensive experience serving clients in Charlotte, North Carolina. Oscar is registered in 52 states and holds the Series 6, Series 7, and Series 63 licenses, as well as the SIE exam. Oscar's areas of specialization include: Asset Allocation, Fixed Income, Mutual Funds, Retirement Planning, and Insurance. Oscar's previous firms include Stifel, Nicolaus & Company, Incorporated, Jefferies LLC, Bonds Direct Securities LLC, Advest, Inc., Deutsche Banc Alex. Brown Inc., PIMCO Funds Distributors LLC, Templeton/Franklin Investment Services,Inc., and Franklin/Templeton Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
05/08/2023 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NC
01/08/2019 - 03/14/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (Chapel Hill NC)
NC
11/01/2004 - 01/09/2019
JEFFERIES LLC (CHAPEL HILL NC)
NY
09/02/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
CT
11/05/2002 - 09/16/2003
ADVEST, INC. (HARTFORD CT)
NY
05/14/2001 - 02/08/2002
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
NY
03/24/1999 - 09/02/1999
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
CA
10/15/1996 - 01/28/1999
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
CA
08/20/1996 - 12/02/1996
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 09/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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