Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Osamu? Claim Your ProfileOsamu Watanabe is a registered representative and investment banking professional with over a decade of experience in the financial industry. Osamu has a strong track record of success in providing investment banking services to a wide range of clients. Osamu is currently employed with Moelis & Co. LLC. Previously, Osamu worked at SAGENT ADVISORS INC. Osamu holds a Series 79, Series 99, and SIE license and is also a Series 14 and Series 24 principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/26/2010 - Present
Moelis & Co. LLC (NEW YORK NY)
NY
11/04/2009 - 04/13/2010
SAGENT ADVISORS INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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