Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Orville? Claim Your ProfileOrville Frank Mohler is a financial advisor registered with Raymond James & Associates, Inc. in ORANGE, CA. Orville has been in the financial services industry since 2004. Orville is also registered with the state of California. Orville has passed the Series 6, 7 and 66 exams. Orville has worked for several firms in the past, including Prudential Insurance Company of America, Pruco Securties, LLC, MML Investors Services, LLC and MetLife Investors Distribution Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/24/2018 - Present
Raymond James & Associates, Inc. (ORANGE CA)
CA
09/10/2018 - 11/29/2018
PRUCO SECURITIES, LLC. (Los Alamitos CA)
MA
03/25/2017 - 05/08/2018
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
07/10/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
CA
12/11/2004 - 08/01/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
03/25/2004 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
BOTH
Issued 03/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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