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Orvil John Elia

Northwestern Mutual Investment Services, LLC

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About Orvil John Elia

Orvil Elia is a financial advisor with over 17 years of experience in the industry. Orvil currently works for Northwestern Mutual Investment Services, LLC, which is a registered investment adviser. Orvil is registered with FINRA and the state of Florida and holds the Series 66, SIE, and Series 7 licenses. Orvil has experience with clients in various industries including banking or thrift institutions, and has worked with Northwestern Mutual Investment Services, LLC since 2009. Orvil also has experience with other firms including A.G. Edwards & Sons, Inc., Fifth Third Securities, Inc., and Raymond James & Associates, Inc. In addition to working with Northwestern Mutual Investment Services, LLC, Orvil also has a side business as a consultant for Retro and earns commissions from insurance companies for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Orvil Elia is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

4501 Tamiami Trl N

Naples, FL 34103

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Orvil Elia’s Registration & Firm History

FL

08/18/2009 - Present

Northwestern Mutual Investment Services, LLC (Naples FL)

FL

08/28/2006 - 12/05/2007

A. G. EDWARDS & SONS, INC. (BONITA SPRINGS FL)

FL

05/25/2006 - 07/20/2006

FIFTH THIRD SECURITIES, INC. (BONITA SPRINGS FL)

FL

12/01/2004 - 11/08/2005

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 12/10/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Orvil John Elia.
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