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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Orton? Claim Your ProfileOrton Chen is an investment advisor representative with Sterling Capital Management LLC, a firm headquartered in Charlotte, North Carolina. Orton holds the Series 7, 63, 65, 86 and 87 licenses, and has been in the industry for more than 20 years. Orton has a background in finance and has a strong track record of success. Orton specializes in portfolio management for businesses, individuals, investment companies and pooled investment vehicles. Orton's firm is a registered investment advisor and provides a variety of services including portfolio management, financial planning and selection of other advisors. Orton's firm manages assets for a variety of clients including individuals, high-net-worth individuals, insurance companies, investment companies, charitable organizations, pension and profit sharing plans, corporations and other businesses, state and municipal government entities, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Wrap & model programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
03/03/2022 - Present
Sterling Capital Management LLC (CHARLOTTE NC)
NY
09/30/2004 - 10/12/2005
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
02/15/2002 - 07/15/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
08/02/2000 - 07/03/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/21/1999 - 06/26/2000
WASSERSTEIN PERELLA SECURITIES, INC. (NEW YORK NY)
NJ
08/21/1998 - 06/11/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 01/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/14/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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