Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ormond? Claim Your ProfileOrmond Wong is a securities professional with over 19 years of experience in the financial services industry. Ormond is currently registered with Redi Global Technologies LLC and holds several licenses and registrations including Series 7, 55, 57TO and SIE. Ormond's previous experience includes roles at Goldman Sachs Execution & Clearing, L.P. and First Options of Chicago, Inc. Ormond has a broad range of experience in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/27/2013 - Present
Redi Global Technologies LLC (NEW YORK NY)
NY
03/25/2008 - 07/16/2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
06/25/2004 - 09/18/2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
IL
10/01/2003 - 06/25/2004
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
BC
Issued 02/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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