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Orlando P. Brown

Ceros Financial Services, Inc.

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About Orlando P. Brown

Orlando Brown is a financial advisor with Ceros Financial Services, Inc. Orlando has over 24 years of experience in the financial services industry. Orlando has Series 6, 7, and 63 licenses and the SIE exam. Orlando holds registrations in 27 states.

Firm Information

Orlando Brown is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Orlando Brown’s Registration & Firm History

NY

07/20/2022 - Present

Ceros Financial Services, Inc. (New York NY)

NY

12/18/2014 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

01/03/2005 - 12/19/2014

INVESTORS CAPITAL CORP. (NEW YORK NY)

MA

07/16/2004 - 12/31/2004

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

NY

11/20/2002 - 07/22/2004

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

08/05/2002 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

GA

04/24/2001 - 08/07/2002

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

NJ

12/01/2000 - 05/23/2001

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

FL

11/20/2000 - 12/20/2000

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

FL

10/23/2000 - 11/20/2000

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

OR

12/22/1999 - 10/24/2000

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

NY

09/27/1999 - 01/04/2000

PRIME CHARTER LTD. (NEW YORK NY)

DE

12/04/1997 - 09/21/1998

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

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Licenses & Designations

BC

Issued 10/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/03/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Orlando P. Brown.
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