Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Orlando? Claim Your ProfileOrlando Javier Perez is a financial advisor with over 40 years of experience in the industry. Orlando Javier Perez is currently registered with UBS Financial Services Inc. Orlando Javier Perez has been registered with UBS Financial Services Inc. since 07/12/2018. Prior to UBS Financial Services Inc., Orlando Javier Perez was registered with UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, SANTANDER SECURITIES, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and DEAN WITTER REYNOLDS INC.. Orlando Javier Perez holds several industry licenses including Series 3, 7, 63, and 66. Orlando Javier Perez specializes in various areas such as retirement planning, investment management, mutual funds, variable annuities, and fixed insurance. Orlando Javier Perez has a strong reputation and has a long history of providing high-quality financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
07/12/2018 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
06/08/2007 - 08/27/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
02/28/2000 - 06/11/2007
SANTANDER SECURITIES (GUAYNABO PR)
NY
02/28/1991 - 02/28/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/10/1987 - 02/26/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/17/1981 - 08/18/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 08/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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