Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Orit? Claim Your ProfileOrit Heather Small is a financial advisor at Preferred Capital Securities, LLC. Orit is registered with FINRA and the state of Georgia. Orit is a licensed broker-dealer and has been in the industry since 1997. Orit is also registered in 53 states and is an active Registered Principal of Preferred Capital Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
09/23/2016 - Present
Preferred Capital Securities, LLC (Atlanta GA)
MD
07/01/1999 - 09/14/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SILVER SPRING MD)
NY
10/23/1997 - 07/02/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/10/1997 - 09/23/1997
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 12/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/22/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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