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Oriah Sharlotte Beckham

National Financial Services LLC

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About Oriah Sharlotte Beckham

Oriah Sharlotte Beckham is a registered representative with National Financial Services LLC. Oriah has been in the industry since 2021. Oriah has passed the Series 7, Series 63, Series 99TO, and SIE exams. Oriah was previously registered with Fidelity Brokerage Services LLC. Oriah is currently located at 5401 WATSON DRIVE in Albuquerque, NM.

Firm Information

Oriah Beckham is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oriah Beckham’s Registration & Firm History

NM

04/13/2023 - Present

National Financial Services LLC (ALBUQUERQUE NM)

NM

11/04/2021 - 03/13/2023

FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)

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Licenses & Designations

BC

Issued 12/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/04/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Oriah Sharlotte Beckham.
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