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Oren Joseph Richards

Jump Trading, LLC

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About Oren Joseph Richards

Oren Richards is a financial professional with over 3 years of experience in the financial industry. Oren is currently registered with Jump Trading, LLC. Prior to joining Jump Trading, LLC, Oren was employed by Citadel Securities Institutional LLC, Palafox Trading LLC, Citadel Clearing LLC, and Citadel Securities LLC. Oren has passed the Series 7TO, Series 99TO and the SIE exams. Oren is licensed in Illinois.

Firm Information

Oren Richards is currently registered with Jump Trading, LLC. Jump Trading, LLC is a Limited Liability Company formed on October 31, 2008. The firm has 1 approved SEC registration and is approved in the state of Illinois.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oren Richards’s Registration & Firm History

IL

11/16/2022 - Present

Jump Trading, LLC (CHICAGO IL)

NY

02/19/2019 - 02/09/2022

CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)

FL

02/19/2019 - 02/09/2022

PALAFOX TRADING LLC (MIAMI FL)

NY

02/06/2019 - 02/09/2022

CITADEL CLEARING LLC (New York NY)

NY

02/06/2019 - 02/09/2022

CITADEL SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 02/06/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Oren Joseph Richards.
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