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Oran D Walsh

Foreside Fund Services, LLC

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About Oran D Walsh

Oran D. Walsh is a financial advisor with over 16 years of experience in the industry. Oran is currently registered with Foreside Fund Services, LLC. Oran was previously registered with COMPASS DISTRIBUTORS, LLC, JOHN HANCOCK DISTRIBUTORS LLC, LEGG MASON INVESTOR SERVICES, LLC, NEUBERGER BERMAN LLC, NEUBERGER BERMAN MANAGEMENT LLC and LAZARD ASSET MANAGEMENT SECURITIES LLC. Oran is licensed to provide financial advice in 38 states. Oran holds the Series 7 and Series 66 licenses. Oran has a background in providing financial advice to individual investors, and has experience working with a variety of investment products and services.

Firm Information

Oran Walsh is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oran Walsh’s Registration & Firm History

ME

12/02/2022 - Present

Foreside Fund Services, LLC (Portland ME)

ME

07/29/2020 - 12/31/2022

COMPASS DISTRIBUTORS, LLC (PORTLAND ME)

MA

10/12/2016 - 09/13/2018

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

CT

10/29/2010 - 09/15/2016

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

NY

05/18/2006 - 10/12/2010

NEUBERGER BERMAN LLC (NEW YORK NY)

NY

04/21/2006 - 10/12/2010

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

12/03/2004 - 04/27/2006

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/25/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Oran D Walsh.
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