Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oralia? Claim Your ProfileOralia Rojas is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., who has been in the industry since 1992. Oralia has 7 SRO, 1 FINRA, and 1 State registrations, and holds Series 63, 66, 7 and SIE licenses. Oralia is based out of the New York office of Merrill Lynch, Pierce, Fenner & Smith Inc. Oralia has previously been employed by Bank of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc. has been providing financial services to individuals, corporations, and institutions for over 100 years. Merrill Lynch offers a wide range of investment products and services, including brokerage, investment management, and financial planning. The firm manages over $1 trillion in assets and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/07/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 02/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Oralia Rojas is the right advisor for you? Invested Better is here to help.
