Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oral? Claim Your ProfileOral E. Smith is a financial professional with over 20 years of experience in the industry. Oral is currently registered with Lifemark Securities Corp. and holds a Series 6 and a Series 63 license. Oral has a strong background in providing financial planning and portfolio management services for individuals. Oral is committed to helping individuals achieve their financial goals. Prior to joining Lifemark Securities Corp., Oral was associated with several other firms including PRUCO SECURITIES, LLC., FORESTERS EQUITY SERVICES, INC., and TRANSAMERICA FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
02/18/2020 - Present
Lifemark Securities Corp. (Yonkers NY)
NY
08/26/2019 - 01/22/2020
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
NY
11/13/2018 - 09/23/2019
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
CA
03/01/2017 - 11/08/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
NY
06/01/2015 - 12/31/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (FLUSHING NY)
GA
01/24/2014 - 04/01/2015
IFS SECURITIES (ATLANTA GA)
NY
09/04/2009 - 01/02/2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
07/13/2004 - 09/03/2009
PENN PLAZA BROKERAGE, LTD. (NEW YORK NY)
NJ
12/07/2000 - 07/14/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
GA
05/20/1999 - 11/30/2000
WMA SECURITIES, INC. (DULUTH GA)
GA
04/11/1996 - 04/30/1999
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 08/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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