Unclaimed
Onyekachi Nwachukwu is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Frisco, Texas. Onyekachi has been in the financial services industry since 2007. Prior to joining Merrill Lynch, Onyekachi was with J.P. Morgan Securities LLC, Chase Investment Services Corp., and BBVA Compass Investment Solutions, Inc. Onyekachi holds FINRA Series 6, 7, 63 and 66 licenses. Onyekachi has a strong background in providing financial advice to individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans. Onyekachi is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
10/01/2012 - 02/15/2022
J.P. MORGAN SECURITIES LLC (PLANO TX)
TX
04/04/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
TX
04/09/2010 - 09/13/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DALLAS TX)
TX
03/19/2007 - 12/21/2009
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
BOTH
Issued 02/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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