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Omero Garza

Charles Schwab & CO., Inc.

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About Omero Garza

Omero Garza is a financial advisor at Charles Schwab & CO., Inc., where he has been registered since February 20, 2023. Prior to joining Charles Schwab, Omero Garza worked at TD AMERITRADE, INC. Omero Garza is licensed to provide investment advice and services in all 50 states and the District of Columbia. Omero Garza holds the Series 7, Series 63, and SIE licenses. Omero Garza's firm specializes in financial planning and portfolio management, with a focus on providing services to individuals and families. The firm offers a range of investment products and services, including mutual funds, exchange-traded funds, and individual stocks. The firm also offers financial planning services, such as retirement planning, college savings, and estate planning.

Firm Information

Omero Garza is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Omero Garza’s Registration & Firm History

TX

02/20/2023 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

04/30/2022 - 02/20/2023

TD AMERITRADE, INC. (Westlake TX)

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Licenses & Designations

BC

Issued 05/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Omero Garza.
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