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Omega James McIntosh

Pruco Securities, LLC

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About Omega James McIntosh

Omega McIntosh is a registered representative of Pruco Securities, LLC. Omega is a Series 7 and Series 66 licensed professional with experience in the financial industry since 2007. Previously, Omega worked at J.P. MORGAN SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Omega is currently registered with the state of New Jersey.

Firm Information

Omega McIntosh is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Omega McIntosh’s Registration & Firm History

NJ

12/10/2021 - Present

Pruco Securities, LLC (Basking Ridge NJ)

NY

12/27/2018 - 08/31/2020

J.P. MORGAN SECURITIES LLC (HOLLIS NY)

NY

09/27/2016 - 04/25/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

12/09/2014 - 08/24/2016

PURSHE KAPLAN STERLING INVESTMENTS (Jersey City NJ)

GA

08/22/2011 - 12/14/2012

FSC SECURITIES CORPORATION (ATLANTA GA)

GA

10/31/2008 - 12/31/2009

SAGEPOINT FINANCIAL, INC. (LOGANVILLE GA)

GA

05/22/2008 - 10/31/2008

AMERICAN GENERAL SECURITIES INCORPORATED (ALPHARETTA GA)

GA

03/09/2007 - 04/18/2007

AMERIPRISE FINANCIAL SERVICES, INC. (ALPHARETTA GA)

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Licenses & Designations

BOTH

Issued 11/25/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Omega James McIntosh.
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