Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Omar? Claim Your ProfileOmar Etienne is a financial advisor currently registered with Vanguard Marketing Corp. Omar Etienne is a Series 7TO, Series 63, and Series 65 licensed professional in the state of North Carolina and 52 other states. Omar Etienne has been a licensed professional for over 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/12/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 07/29/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/12/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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