Unclaimed
Omar Sepulveda is a financial advisor who has been in the industry since October 10, 2002. Omar is registered with FINRA and the state of Illinois and is currently employed with First Trust Portfolios LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/11/2002 - Present
First Trust Portfolios LP (WHEATON IL)
BC
Issued 10/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Omar Sepulveda is the right advisor for you? Invested Better is here to help.