Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Omar? Claim Your ProfileOmar Rosales is a financial advisor with Ameriprise Financial Services, LLC. Omar has been a financial advisor since 2011. Omar is licensed to provide financial advice in several states including Oklahoma, Texas, Colorado, Georgia, Kansas, Louisiana, Minnesota, New Mexico, Tennessee, Virginia and Alabama. Omar holds Series 66, 7, and SIE licenses. Omar provides financial planning, asset allocation services, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Omar has experience working with trusts/estates, insurance companies, charitable organizations, high net worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth. Omar also has experience working with MML Investors Services, LLC and PRUCO Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
10/16/2020 - Present
Ameriprise Financial Services, LLC (NORMAN OK)
OK
06/27/2017 - 10/19/2020
MML INVESTORS SERVICES, LLC (OKLAHOMA CITY OK)
OK
06/06/2016 - 06/07/2017
PRUCO SECURITIES, LLC. (Norman OK)
OK
08/25/2011 - 06/01/2016
EDWARD JONES (NORMAN OK)
BOTH
Issued 09/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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