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Omar Luis Buttari

Loop Capital Markets LLC

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About Omar Luis Buttari

Omar Buttari is a financial advisor at Loop Capital Markets LLC. Omar has been in the financial industry since 1991 and has worked at several firms, including B. Riley FBR, INC., CASTLEOAK SECURITIES, LP, and Wunderlich Securities, INC. Omar is registered with the state of California.

Firm Information

Omar Buttari is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Omar Buttari’s Registration & Firm History

NY

10/22/2018 - Present

Loop Capital Markets LLC (NEW YORK NY)

CA

12/07/2017 - 10/05/2018

B. RILEY FBR, INC. (Los Angeles CA)

CA

03/13/2015 - 12/04/2017

LOOP CAPITAL MARKETS LLC (LOS ANGELES CA)

NY

03/06/2012 - 03/04/2015

CASTLEOAK SECURITIES, LP (NEW YORK NY)

CA

03/18/2011 - 03/05/2012

WUNDERLICH SECURITIES, INC. (LOS ANGELES CA)

CA

05/07/2010 - 03/07/2011

BTIG, LLC (LOS ANGELES CA)

CA

03/09/2007 - 05/19/2010

E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)

CA

05/30/2006 - 02/26/2007

FINACORP SECURITIES (IRVINE CA)

FL

02/28/2005 - 06/06/2006

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

08/13/2004 - 01/25/2005

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

11/19/2001 - 08/03/2004

BONDS DIRECT SECURITIES LLC (NEW YORK NY)

CA

08/23/1999 - 12/11/2001

SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)

NC

02/17/1998 - 08/29/2000

INTERNET INVEST.COM (CHARLOTTE NC)

FL

06/03/1996 - 09/16/1999

SUNCOAST CAPITAL GROUP, LTD. (FT. LAUDERDALE FL)

NY

12/20/1995 - 06/24/1996

INTER-ATLANTIC SECURITIES CORPORATION (NEW YORK NY)

CA

03/16/1995 - 12/05/1995

MISCHLER FINANCIAL GROUP, INC. (CORONA DEL MAR CA)

CA

01/21/1995 - 03/15/1995

THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)

CA

09/01/1993 - 01/09/1995

GREAT PACIFIC FIXED INCOME SECURITIES, INC. (COSTA MESA CA)

NY

03/25/1993 - 08/25/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

08/24/1992 - 02/10/1993

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NA

04/03/1991 - 08/24/1992

LIBERTY CAPITAL MARKETS, INC.

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Licenses & Designations

BC

Issued 05/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/30/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Omar Luis Buttari.
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