Unclaimed
Omar Buttari is a financial advisor at Loop Capital Markets LLC. Omar has been in the financial industry since 1991 and has worked at several firms, including B. Riley FBR, INC., CASTLEOAK SECURITIES, LP, and Wunderlich Securities, INC. Omar is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
10/22/2018 - Present
Loop Capital Markets LLC (NEW YORK NY)
CA
12/07/2017 - 10/05/2018
B. RILEY FBR, INC. (Los Angeles CA)
CA
03/13/2015 - 12/04/2017
LOOP CAPITAL MARKETS LLC (LOS ANGELES CA)
NY
03/06/2012 - 03/04/2015
CASTLEOAK SECURITIES, LP (NEW YORK NY)
CA
03/18/2011 - 03/05/2012
WUNDERLICH SECURITIES, INC. (LOS ANGELES CA)
CA
05/07/2010 - 03/07/2011
BTIG, LLC (LOS ANGELES CA)
CA
03/09/2007 - 05/19/2010
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
CA
05/30/2006 - 02/26/2007
FINACORP SECURITIES (IRVINE CA)
FL
02/28/2005 - 06/06/2006
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
08/13/2004 - 01/25/2005
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
11/19/2001 - 08/03/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
CA
08/23/1999 - 12/11/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NC
02/17/1998 - 08/29/2000
INTERNET INVEST.COM (CHARLOTTE NC)
FL
06/03/1996 - 09/16/1999
SUNCOAST CAPITAL GROUP, LTD. (FT. LAUDERDALE FL)
NY
12/20/1995 - 06/24/1996
INTER-ATLANTIC SECURITIES CORPORATION (NEW YORK NY)
CA
03/16/1995 - 12/05/1995
MISCHLER FINANCIAL GROUP, INC. (CORONA DEL MAR CA)
CA
01/21/1995 - 03/15/1995
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
CA
09/01/1993 - 01/09/1995
GREAT PACIFIC FIXED INCOME SECURITIES, INC. (COSTA MESA CA)
NY
03/25/1993 - 08/25/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/24/1992 - 02/10/1993
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
04/03/1991 - 08/24/1992
LIBERTY CAPITAL MARKETS, INC.
BC
Issued 05/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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