Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Omar? Claim Your ProfileOmar C. Richardson is a registered representative with Wells Fargo Clearing Services, LLC. Omar has been in the securities industry since January 30, 2012. Omar is also registered with the state of Texas as an investment advisor representative. Omar was previously registered with Charles Schwab & Co., Inc. from December 2011 to December 2021. Omar has passed the Series 63, Series 7, Series 9, Series 10, Series 57, and SIE exams. Omar specializes in investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Omar's firm, Wells Fargo Clearing Services, LLC, has been in business since 1997 and is based in St. Louis, Missouri. The firm manages over $558 billion in assets for their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/17/2022 - Present
Wells Fargo Clearing Services, LLC (GEORGETOWN TX)
TX
12/07/2011 - 12/08/2021
CHARLES SCHWAB & CO., INC. (Austin TX)
BOTH
Issued 06/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2017
Series 57 - Securities Trader Exam
BC
Issued 12/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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