Unclaimed
Omar Anthony Brown is a financial advisor at Young America Capital, LLC. Omar has been in the financial industry since 1995. Omar is a registered representative in New York and Pennsylvania. Omar holds Series 3, 7, 24, 55, 63 and SIE licenses. Omar's previous experience includes roles at REDTAIL CAPITAL MARKETS, LLC, BTIG, LLC, COWEN AND COMPANY, KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC, BANC OF AMERICA SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/16/2017 - Present
Young America Capital, LLC (MAMARONECK NY)
NY
08/19/2014 - 03/23/2017
REDTAIL CAPITAL MARKETS, LLC (New York NY)
NY
02/27/2012 - 11/08/2012
BTIG, LLC (NEW YORK NY)
NY
08/30/2010 - 11/22/2011
COWEN AND COMPANY (NEW YORK NY)
NY
05/05/2009 - 08/25/2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC (NEW YORK NY)
NY
05/25/2006 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/17/1990 - 02/04/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/08/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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