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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Omar? Claim Your ProfileOmar Alfredo Castro is a financial advisor with UBS Financial Services Inc., located in Coral Gables, Florida. Omar has been in the financial industry since 2008 and has a wide range of experience in both investment advisory and brokerage services. Omar is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) and holds the Series 7, Series 66, and Series 65 licenses. He has also passed the Securities Industry Essentials (SIE) Exam. Omar's expertise includes portfolio management for businesses and individuals, financial planning, and pension consulting. Omar has previously worked with J.P. Morgan Securities LLC, ITAU EUROPA SECURITIES INC., and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/10/2024 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
08/22/2012 - 07/24/2018
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
08/19/2010 - 08/10/2012
ITAU EUROPA SECURITIES INC. (MIAMI FL)
NY
05/26/2008 - 08/12/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 08/13/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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