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Olivier Georges Baratier

Mizuho Securities USA LLC

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About Olivier Georges Baratier

Olivier Georges Baratier is a registered representative with Mizuho Securities USA LLC. Olivier has been in the securities industry since 2004 and is licensed in all 50 states. Olivier holds the Series 7, Series 24, Series 63, and Series 79TO licenses. Previously, Olivier was with BNP Paribas Securities Corp.

Firm Information

Olivier Baratier is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Olivier Baratier’s Registration & Firm History

NY

09/30/2015 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

10/06/2004 - 07/17/2015

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Olivier Georges Baratier.
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