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Olivier Blaise

Mizuho Securities USA LLC

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About Olivier Blaise

Olivier Blaise is a financial professional with over two decades of experience in the industry, starting their career in 2001. Olivier currently holds a Series 7, 24, 3, 4, 55, 57TO, and 63 license and is a registered principal at Mizuho Securities USA LLC. Previously, Olivier was a registered representative at SG AMERICAS SECURITIES, LLC and SG COWEN SECURITIES CORPORATION.

Firm Information

Olivier Blaise is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Olivier Blaise’s Registration & Firm History

NY

08/22/2019 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/26/2004 - 05/16/2018

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

01/24/2001 - 04/26/2004

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/2017

Series 4 - Registered Options Principal Examination

BC

Issued 02/02/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/16/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2013

Series 3 - National Commodity Futures Examination

BC

Issued 05/01/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Olivier Blaise.
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