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Olivia Tromm Eisinger

Apex Clearing Corp.

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About Olivia Tromm Eisinger

Olivia Tromm Eisinger is a financial advisor with over 10 years of experience in the industry. Olivia is currently registered with Apex Clearing Corp. Olivia has held previous positions at TD Ameritrade, Inc. and AXA Advisors, LLC. Olivia holds the Series 7, 24, and 66 licenses. Olivia specializes in helping clients meet their financial goals.

Firm Information

Olivia Eisinger is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Olivia Eisinger’s Registration & Firm History

TX

11/09/2020 - Present

Apex Clearing Corp. (DALLAS TX)

NE

10/29/2014 - 10/22/2020

TD AMERITRADE, INC. (OMAHA NE)

NY

04/09/2014 - 10/21/2014

AXA ADVISORS, LLC (NEW YORK NY)

NJ

01/23/2012 - 12/23/2013

TD AMERITRADE, INC. (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 06/02/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Olivia Tromm Eisinger.
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