Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Olivia? Claim Your ProfileOlivia Salas Roppolo is a financial advisor currently working at Rockefeller Financial LLC. Olivia has been in the industry since 2002. Olivia is registered with FINRA and is licensed to operate as an investment advisor in Texas. In addition to Texas, Olivia is registered in 30 other states for securities transactions. Olivia is also licensed to operate as an investment advisor in Texas. Olivia has worked at several well-known firms during her career, including UBS Financial Services Inc, J.P. Morgan Securities LLC, and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/15/2021 - Present
Rockefeller Financial LLC (Houston TX)
TX
04/06/2018 - 04/15/2021
PURSHE KAPLAN STERLING INVESTMENTS (Houston TX)
TX
06/01/2012 - 04/18/2018
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
10/06/2011 - 05/25/2012
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
06/01/2009 - 11/23/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
06/20/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
IA
Issued 01/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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