Unclaimed
Olivia Rooney is a registered representative with Wells Fargo Securities, LLC. Olivia has been in the financial services industry for 10 months. Olivia holds the Series 63, Series 79TO, and SIE licenses and is registered with FINRA and the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/12/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 10/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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