Invested Better
Unclaimed

Unclaimed

Unclaimed

Olivia Rooney

Wells Fargo Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Olivia? Claim Your Profile

About Olivia Rooney

Olivia Rooney is a registered representative with Wells Fargo Securities, LLC. Olivia has been in the financial services industry for 10 months. Olivia holds the Series 63, Series 79TO, and SIE licenses and is registered with FINRA and the state of North Carolina.

Firm Information

Olivia Rooney is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Olivia Rooney’s Registration & Firm History

NC

09/12/2022 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

Not sure if Olivia Rooney is right for you?

Licenses & Designations

BC

Issued 10/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Olivia Rooney.
Not sure if Olivia Rooney is right for you?