Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Olivia? Claim Your ProfileOlivia Leong is a securities professional with over 15 years of experience in the industry. Olivia holds a Series 7, Series 79, and Series 63 license. Olivia is currently registered with Rabo Securities USA, Inc. and is located in New York, NY. Prior to joining Rabo Securities, Olivia was employed by GE Capital Markets, Inc. and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/10/2016 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
08/05/2004 - 12/31/2012
GE CAPITAL MARKETS, INC. (NEW YORK NY)
NY
04/01/2004 - 07/15/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
TX
12/16/2003 - 04/01/2004
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 12/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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