Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Olivia? Claim Your ProfileOlivia Finby is a financial advisor currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. Olivia has been in the industry since 2020 and holds several licenses, including Series 63, 65, 7TO and SIE. Olivia holds a variety of registrations across multiple states. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Olivia worked at BOFA SECURITIES, INC. Olivia is actively licensed as a registered representative and an investment advisor representative and has a proven track record of success in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
11/11/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ASPEN CO)
NY
10/02/2020 - 10/01/2021
BOFA SECURITIES, INC. (NEW YORK NY)
IA
Issued 10/17/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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