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Olivia De cain

Neuberger Berman BD LLC

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About Olivia De cain

Olivia De Cain is a registered representative with Neuberger Berman BD LLC in New York, NY. Olivia has been in the securities industry since 2024. Olivia has passed the Series 7TO and SIE exams. Olivia has experience working with Mondrian Investment Partners, The Chenery Group, and the University of Richmond.

Firm Information

Olivia De cain is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Olivia De cain’s Registration & Firm History

NY

10/21/2024 - Present

Neuberger Berman BD LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/05/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/04/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Olivia De cain.
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