Unclaimed
Olivia Claire Rollins is a financial advisor at Northwestern Mutual Investment Services, LLC, Olivia has been in the financial services industry since September 2022. Olivia is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Colorado. Olivia holds the Series 7TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
09/02/2022 - Present
Northwestern Mutual Investment Services, LLC (Denver CO)
BC
Issued 11/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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