Unclaimed
Olivia Doherty is a registered representative with Pimco Investments LLC. Olivia has been working in the securities industry since June 2021 and is currently registered with the states of California, New York, and Texas. Olivia holds Series 7TO, Series 63, and SIE licenses. Olivia has a Branch Office location at 401 Congress Avenue, Frost Bank Tower in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/25/2021 - Present
Pimco Investments LLC (Austin TX)
BC
Issued 10/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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