Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oliver? Claim Your ProfileOliver Y Tao is an investment advisor representative with Cetera Investment Advisers LLC. Oliver has been in the financial services industry since 2002. Oliver is registered with the state of California and New York as an investment adviser.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/12/2023 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
11/09/2012 - 05/31/2013
CETERA INVESTMENT SERVICES LLC (EL MONTE CA)
CA
01/03/2011 - 11/16/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (SEAL BEACH CA)
CA
05/02/2009 - 05/15/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
08/21/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
CA
04/27/2001 - 12/19/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
AZ
12/10/1999 - 10/17/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 11/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/6/2009
Series 4 - Registered Options Principal Examination
BC
Issued 10/6/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/9/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Oliver Tao is the right advisor for you? Invested Better is here to help.
