Unclaimed
Oliver Wrye Doolin is a financial advisor with Northern Lights Distributors, LLC, a firm headquartered in ELKHORN, NE. Oliver has been working in the financial services industry since 2008. Oliver holds the Series 7, 86, 87, and SIE licenses, and the Series 63 license. Oliver has a proven track record of success in the industry, having worked with a variety of clients in Texas and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
05/13/2019 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
TX
04/01/2016 - 05/16/2018
HEIKKINEN ENERGY SECURITIES, LLC (HOUSTON TX)
TX
04/06/2010 - 03/10/2016
TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)
TX
06/27/2008 - 12/10/2009
HOWARD WEIL INCORPORATED (HOUSTON TX)
LA
04/18/2008 - 05/13/2008
COKER & PALMER (METAIRIE LA)
BC
Issued 12/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/31/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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