Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oliver? Claim Your ProfileOliver Frates is a financial professional with over 25 years of experience in the industry. Oliver is currently registered with Fidelity Brokerage Services LLC in Merrimack, NH and holds Series 4, 7, 9, 10, 24, 63, and 66 licenses. In addition to his Series licenses, Oliver has also obtained the Securities Industry Essentials (SIE) exam. Oliver has a long history with Fidelity Brokerage Services LLC, having worked there since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
04/19/2024 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
06/29/1998 - 12/12/2023
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 07/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2003
Series 4 - Registered Options Principal Examination
BC
Issued 03/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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