Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oliver? Claim Your ProfileOliver Nicholas Bailly has been active in the financial industry since 2008. Oliver is currently registered with Jane Street Capital, LLC and Jane Street Execution Services, LLC. Oliver has held previous registrations with Convergex Execution Solutions LLC, Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Oliver holds a Series 63, Series 24, Series 99TO, Series 3, Series 57TO, SIE, Series 55 and Series 7 license. Oliver is currently registered in California, Florida, Hawaii, Louisiana, New Jersey, New York, Ohio, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/23/2014 - Present
Jane Street Capital, LLC (NEW YORK NY)
NY
10/04/2013 - 06/24/2014
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
11/06/2009 - 10/17/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/01/2008 - 10/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/10/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/26/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Oliver Bailly is the right advisor for you? Invested Better is here to help.
