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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oliver? Claim Your ProfileOliver Morgan Hall has been an active investment professional since December 31, 1990. Oliver Hall is currently registered with UBS Financial Services Inc. in Louisiana and Texas. Previously, Oliver Hall was also registered with Morgan Keegan & Company, Inc., Marquis Investments, L.L.C., InterSecurities, Inc., and PW Securities, Inc. Oliver Hall has a variety of licenses and registrations in both the Broker-Dealer and Investment Advisor fields. Oliver Hall is a licensed Series 6, 7, 63, and 65 professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
LA
02/10/2009 - Present
UBS Financial Services Inc. (NEW ORLEANS LA)
LA
03/27/1998 - 11/12/2008
MORGAN KEEGAN & COMPANY, INC. (NEW ORLEANS LA)
NA
01/06/1993 - 04/08/1998
MARQUIS INVESTMENTS, L.L.C.
FL
04/01/1991 - 01/06/1993
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NA
01/01/1991 - 04/01/1991
PW SECURITIES, INC.
IA
Issued 05/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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