Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oliver? Claim Your ProfileOliver Wald is a registered representative with Bofa Securities, Inc. Oliver has been in the industry since February 26, 2017 and is currently registered in New York. Oliver holds the Series 63, SIE, and Series 79 licenses. Oliver has previous experience with Oppenheimer & Co. Inc., Needham & Company, LLC and Groupargent Securities, LLC. Oliver is also an investment banking professional with a focus on research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
11/15/2021 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
09/21/2020 - 10/08/2021
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/31/2018 - 08/19/2020
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
12/14/2016 - 08/24/2018
GROUPARGENT SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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