Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oliver? Claim Your ProfileOliver Kim is an investment advisor representative associated with Osaic Wealth, Inc. Oliver has been in the securities industry since 1994. The firm has a main office in Scottsdale, Arizona. Osaic Wealth, Inc. provides financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals. Oliver has earned several professional designations and has a history of successful client relationships. Oliver Kim holds registrations in 26 states, including New York, Florida, New Jersey, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/04/2019 - Present
Osaic Wealth, Inc. (MINEOLA NY)
NY
01/24/2007 - 02/08/2013
NATIONAL SECURITIES CORPORATION (MINEOLA NY)
NY
12/01/2003 - 02/05/2007
FIRST MONTAUK SECURITIES CORP. (PORT WASHINGTON NY)
NJ
01/22/2002 - 12/31/2003
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NY
01/02/2002 - 02/04/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
01/18/2001 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
01/09/2001 - 01/12/2001
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
NY
11/11/1998 - 12/22/2000
MORGAN, TAYLOR & ASSOCIATES, INC. (MINEOLA NY)
FL
03/24/1997 - 10/22/1998
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
12/02/1996 - 03/24/1997
TIMECAPITAL SECURITIES CORPORATION (PORT JEFFERSON STATION NY)
NA
08/24/1994 - 11/22/1996
KENSINGTON WELLS INCORPORATED
IA
Issued 07/05/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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