Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oliver? Claim Your ProfileOliver Kearney is a financial advisor with over 20 years of experience in the financial services industry. Oliver currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., and is licensed in California and Texas. Oliver has previously worked for a number of other firms, including WELLS FARGO CLEARING SERVICES, LLC, E*TRADE SECURITIES LLC, and CHARLES SCHWAB & CO., INC. Oliver holds the Series 63, 65, 7 and SIE licenses and specializes in portfolio management for individuals and businesses, as well as pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/28/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LA JOLLA CA)
CA
07/15/2022 - 05/30/2024
WELLS FARGO CLEARING SERVICES, LLC (LA JOLLA CA)
CA
12/06/2010 - 08/03/2022
E*TRADE SECURITIES LLC (San Diego CA)
CA
09/03/2008 - 11/26/2010
CHARLES SCHWAB & CO., INC. (CORTE MADERA CA)
CA
03/20/2007 - 08/13/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
CA
02/09/2006 - 03/19/2007
CITICORP INVESTMENT SERVICES (LA MESA CA)
CA
03/29/2001 - 01/20/2006
CITIGROUP GLOBAL MARKETS INC. (LAJOLLA CA)
CA
06/20/2000 - 04/18/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
06/15/1999 - 04/17/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/28/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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